An Interactive 5-Day Training Course

Statutory, Legal and Compliance Requirements

Compliance in Practice & Risk Management

08 - 12 Dec 2025

London

| $5950

05 - 09 Jan 2026

London

| $5950

12 - 16 Jan 2026

Dubai

| $5950

20 - 24 Apr 2026

London

| $5950

13 - 17 Jul 2026

Dubai

| $5950

03 - 07 Aug 2026

Amsterdam

| $5950

09 - 13 Nov 2026

Dubai

| $5950

07 - 11 Dec 2026

London

| $5950

20 - 24 Apr 2026

Online

| $3950

09 - 13 Nov 2026

Online

| $3950

Introduction

In this Statutory, Legal and Compliance Requirements training course, we examine complexity of issues encountered by compliance officers and managers which is a result of the regulatory regime and the increasingly dynamic nature of the business and the risk scenarios which arise as a consequence. We introduce, demonstrate and test best practice recommendations for the role of the Legal and Compliance Officer, and the ever increasing need within to comply with requisite statutory, regulation, and best practice and to ensure that their staff are appropriately trained.

This training course is designed from legal compliance practitioner’s perspective and it provides a comprehensive overview of the regulatory environment, the role of compliance professionals, their functions and position within the regulatory regime and their relationship with the business and other stakeholders.

This GLOMACS Statutory, Legal and Compliance Requirements training course will highlight:

The statutory and regulatory environment
The role and powers of the authorities (from international perspective)
The style and features of regulation
The role and responsibilities of the compliance
The issues to be considered in developing compliance policies and procedures
A variety of core pieces of legislation which are relevant to the compliance function
Best practice risk management techniques
Key risk areas

Key Learning Outcomes

This Statutory, Legal and Compliance Requirements training course will enhance your ability to identify and determine the statutory, legal and compliance requirements within your organisation. It will boost your skills in ensuring that work activities adhere and is compliant with legal frameworks, while seeking to provide an environment which minimises the risk to all who operate within it.

At the end of this Statutory, Legal and Compliance Requirements training course, you will learn to:

The role and responsibilities of the compliance function, including the designated Compliance Officer roles, and the skills needed to successfully discharge these
The issues to be considered in developing compliance policies and procedures
A variety of core pieces of legislation which are relevant to the compliance function
Key risk areas, including money laundering, cyber-crime, bribery and corruption, data protection loss and financial services regulation
Best practice risk management techniques

Training Methodology

In this Statutory, Legal and Compliance Requirements, our expert presenter draws on practical experience and extensive discussion with compliance officers, policy makers, law officers, private sector contractors around the world. This training course blends presentations with practical case studies and interactive exercises to ensure that participants have ample opportunity to discuss, challenge and understand the key principles in statutory, legal and compliance requirements.

Statutory, Legal and Compliance Requirements

Who Should Attend?

Success can be learned, and failures avoided, by examining others' experience. Throughout this Statutory, Legal and Compliance Requirements training course, we draw on practical examples of best practice and well-documented failures to maximize your team's chances of success. Through practical examples, open discussion and interactive exercises, your team can gain the skills and confidence to deal with statutory, legal and compliance requirements within your organisation.

Learning Journey Breakdown

What is effective legal and regulatory compliance?
Prudential compliance
What are the objectives of compliance?
What is integrity in the eyes of the regulator?
Managing regulatory compliance in a dynamic environment

Regulators and their Power

The role of the regulator
Regulatory models
Enforcement
Regulatory rules
The framework of a regulator
The potential liability of regulators

The need for, and objectives of law and regulation
Sources of law and regulation
Prevention of money laundering and financial crime
Understanding money laundering offences
Designing an effective reporting system
Terrorist financing
The USA PATRIOT act and US extraterritoriality
Money laundering and tax evasion
Financial crime
Preventing fraud
Corruption
Market manipulation / misleading statements, insider dealing and market abuse

Codes of corporate governance
Regulatory principles
Overview of commercial laws and mechanisms governing legal persons and arrangements
Regulators
Products and services

The Role of the Compliance Officer

Compliance structure
The role of the compliance officer
Key compliance activities and processes
Risk-based compliance monitoring
Investigating compliance breaches
Training

Compliance governance
Internal and external relationships
Links between compliance, culture and ethics
Specific internal compliance control issues
Risk management

Key Compliance Issues

Practical considerations
Compliance oversight and internal controls

Understanding where disputes are most likely to arise
Understanding regulatory risk
The risk management process: What to remember when designing an effective risk management system?
Opportunities and threats from risk management developments
Dealing with regulatory issues and enforcement
Why risk management of legislative breach must be included in compliance framework?
Key risk areas: financial crime and money laundering, cyber-crime, bribery and corruption, data protection loss
Best practice risk management techniques

Ready to Take the Next Step?

Reserve your slot today and start your learning journey with us.

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